Tag Archives: Advisor Compliance
financial advisors and the stock market

Are You Visible During Turbulent Times?

What are you telling clients and prospects to think or do during these turbulent times? Why can’t you share your insights just like Brett does, and reach not only your clients, but your ideal clients in your niche markets?

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The Good News/Bad News of FINRA’s Social Media Guidelines Release

FINRA release its first official guidance on blogs and social networking sites in a 10 page report on January 25th, 2010.  Let’s start with the good news.  FINRA is very much understanding the online communication movement as evidenced in the statistics about Americans increasingly participating in social networks for both business and personal communications.  In [...]

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